Category: Securities & Financial
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The Glass-Steagall Act of 1933
The Glass-Steagall Act of 1933 was a law that . . .
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The Securities Exchange Act of 1934
The Securities Exchange Act of 1934 was signed by President Roosevelt in June of . . .
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The Securities Act of 1933
The SEC was created during the Great Depression by Congress with the . . .
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Preferred Stock
This post explores characteristics of Preferred Stock securities.
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Rights of a Common Stockholder
Proverbs 16:1 (LBLA): “Del hombre son los propósitos del corazón, mas del Señor es la respuesta de la lengua.” (NKJV): “The preparations of the heart belong to man, But the answer of the tongue is from the LORD.” (TPT): “Go ahead and make all the plans you want, but it’s the LORD who will ultimately direct…
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Bankruptcy & Liquidation
Bankruptcy is a legal proceeding & process that enables “debtors a financial ‘fresh start’ from burdensome debts.”
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Municipal Bonds
Municipal bonds have their own unique risk profiles & their unique place in any financial portfolio.