Tag: NASD

Daniel Patrick Tully

Apr 9, 2025

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ericmbordner@gmail.com

in All Blog Posts, People, Securities & Financial

Daniel Patrick Tully had a great reputation at Merrill Lynch….
The NASD: National Association of Securities Dealers

Apr 4, 2025

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ericmbordner@gmail.com

in All Blog Posts, Government Acts & Legal Regulations, Securities & Financial

The NASD was an important SRO that paved the path for the current securities regulator & SRO, FINRA . . .
NASDAQ

Apr 3, 2025

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ericmbordner@gmail.com

in All Blog Posts, Equity & Derivatives, Government Acts & Legal Regulations, Securities & Financial

Learn about the Nasdaq Stock Market here . . . .
FINRA

Apr 2, 2025

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ericmbordner@gmail.com

in All Blog Posts, Government Acts & Legal Regulations, Securities & Financial

FINRA replaced the NASD around July 30th, 2007. Learn more about FINRA within this article . . . .